EquitiesREF#006A
Index core, factor tilts, single names on request.
REF#001The ledger · opened
Austin, Texas · Est. 2011RockSoft. Est. catalog.
Investments, stock options, crypto, equities. Fourteen objects follow.
REF#001 · Ledger, leather-bound · Opened daily since 2011
REF#002Equity, broad
S&P 500 Index.
One holding, shown the way the catalog shows everything: name, category, fact, reference.
- Expense ratio
- 0.03%
- Held since
- 2011
- Category
- Equity, broad
- Model weight
- 18.0%
REF#003Yields, current
Yields, current.
Updated Tuesday · Indicative, not an offer
InstrumentFigure
Treasury, 10-year4.32%
Corporate, AAA5.11%
Municipal, Texas3.64%
S&P 500, dividend1.28%
Bitcoin, 30-day vol2.80%
Money market4.05%
REF#004Custody
Custody.
Custody is physical before it is abstract. Your money sits with a third-party custodian, in your name; the desk can trade it and cannot withdraw it.
- Accounts
- SIPC-covered
- Digital assets
- Cold storage
- Audit
- PwC, annual
Engraved4.05%Money market
REF#005Model portfolio
Model portfolio, balanced.
Twelve positions, published with their weights. Nothing redacted, nothing held that cannot be shown. Rebalanced quarterly.
- Equity
- 55.0%
- Fixed income
- 30.0%
- Digital
- 5.0%
- Cash
- 10.0%
TickerPositionWeight
VOOS&P 500 Index18.0%
VXUSTotal International10.0%
SCHDDividend Equity9.0%
QQQMNasdaq 1007.0%
AVUVUS Small Cap Value6.0%
XLEEnergy Select5.0%
BNDTotal Bond Market14.0%
VCITCorporate, intermediate9.0%
TIPTreasury, inflation-linked7.0%
IBITBitcoin Trust3.5%
ETHAEther Trust1.5%
SGOVTreasury, 0–3 month10.0%
Total, twelve positions100.0%
Last rowSGOV
SGOV
Four categories.
Equities. Options. Crypto. Fixed income. One desk for all four — REF#006.
OptionsREF#006B
Covered calls and protective puts against stock you already hold. No naked positions.
CryptoREF#006C
Bitcoin and Ether via spot trusts. Cold-storage custody, capped at 5% of the model.
Fixed incomeREF#006D
Treasuries, investment-grade corporates, Texas municipals. Laddered.
REF#007The desk
RockSoft, the desk.
One desk stands behind the ledger, and the ledger says which. Every account here is a RockSoft account.
- Credential
- CFA
- Experience
- 14 years
- Registration
- Registered IA
- Client load
- Capped at 40 households
REF#008Advisory fee
Fee schedule · in force0.85%
All-in advisory fee, charged annually. No load, no trading commission, no performance skim. Minimum $50,000.
Where 0.85% falls on a 0–2% scale
0.85 — this desk
- Front or back load
- None
- Trading commission
- None
- Performance skim
- None
- Custodian pass-through
- At cost
REF#009Client note · 2023
They sent the fee schedule before the pitch deck.
Attribution
Client on file
- Notes on file
- 41
- Verified by
- Third-party review
- Catalogued
- Quarterly
Only notes that clear third-party verification are catalogued. Further notes are added as they clear.
Filed fromAustin
REF#010Office
Office.
Hours
Mon–Fri, 8:30–17:30 CT
Walk-ins by appointment.
Address
412 Congress AveAustin, TXPin dropped atCongress Ave
REF#011Coverage
Clients, 34 states.
Registered in TX, NY, CA, IL, FL, and 29 others. International clients on referral only.
- States
- 34
- Households
- Capped at 40
- International
- On referral
REF#014Contact card
412 Congress Ave · AustinContact the desk.
Call the number below, or book a 20-minute review. Reply within one business day, in writing, from a named person.